Last Updated by Vision Architecture on 2023-10-06
1. The Series 7 is the general securities registered representative license administered by the Financial Industry Regulatory Authority (FINRA) that entitles the holder to sell all types of securities products with the exception of commodities and futures.
2. The purpose of the Series 7 license is to set a level of competency for a registered representative or stockbroker to work in the securities industry.
3. The Series 7 licensing exam covers an extensive range of financial terms and topics as well as securities regulations.
4. Wisdom Prep & Vision Architecture is not affiliated with or endorsed by any respected testing organization, certificate, test name or any trademark.
5. The Series 7 license is a basic requirement for an entry-level broker.
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